Securities And Futures Advisers: SECP drafts regulations

SECP has drafted the Securities and Futures Advisers (Licensing and Operations) Regulations, 2016


Our Correspondent November 11, 2016
Seeks public comments for review by Nov 22. PHOTO: ONLINE

ISLAMABAD: In line with its efforts to strengthen the capital market and as part of subsidiary legislation under the Securities Act, 2015, and the Futures Market Act, 2016, the Securities and Exchange Commission of Pakistan (SECP) has drafted the Securities and Futures Advisers (Licensing and Operations) Regulations, 2016. The draft regulations provide for matters relating to licensing, financial resources, duties and obligations, conduct, and audit and accounts for persons providing investment advice or recommendation to customers on securities and futures contracts.

Published in The Express Tribune, November 12th, 2016.

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